Comprehensive Faculty Searches: Best Practices

 

Comprehensive Faculty Searches: Best Practices

Principles

Heterogeneity is inherent to excellence. Excellence thrives in an environment where colleagues of varied experiences and perspectives collaborate to create new knowledge to understand and change the world.

An open faculty position is an opportunity. New colleagues bring innovations, new areas of expertise, and new discoveries. New colleagues from a variety of experiences add to this rejuvenation through new intellectual directions and varigated perspectives. The outcome of a search creates the future of the department or school.
 

Initiating a search

Defining the field

In your search posting, is your definition of the field appropriately open? Does your posting explicitly seek new areas of knowledge? Do you welcome emerging fields or approaches to a discipline that are novel and underexplored? Does the wording in your advertisement create a sense of welcome on this dimension?

Strategies for success: scan the field to see where the emerging and cutting-edge scholarship is coming from. Identify those areas as examples of areas of interest.

Counterproductive tactics: defining the field narrowly (you will have a smaller applicant pool); constructing the scope of the search to replicate the expertise of a departing colleague (focus on the future, not the past).

One way to demonstrate that you are serious about wanting candidates whose research, teaching, or service will contribute to the culture of heterogenity in the department or school, is to say this in the posting. Innovative applicants may be more likely to apply where search ads indicate a collegial and open-minded climate in the school, department, and section.

 

The search process

The search committee

  • The search committee’s membership should reflect many dimensions (e.g., career stage, field specialization, experiences and perspectives) but should avoid over-taxing any particular faculty to achieve this.
  • All committee members are responsible for running an expansive search. All members should be charged with efforts to develop and widen the pool of applicants.
  • Agree as a committee on process, plan of action, and delegation of responsibilities.
  • Recruit proactively. Develop an ambitious outreach plan. This means reaching out to colleagues, deans, chairs, and field leaders to identify excellent and varied candidates. Ask those colleagues to encourage strong candidates to apply. If your field’s scholarly association provides information about new job candidates, use it. Review the Survey of Earned Doctorates to uncover more previously under tapped potential candidates. Reach out directly to promising candidates to make sure they know of the opening and to offer to answer informational questions. Recognize that many excellent candidates might be reluctant to apply due to biases about Yale: your outreach can help overcome these.
  • Advertise broadly and proactively. Advertise not just in popular but also special-interest focused venues. This makes a statement about your values even if candidates would have seen your ad in another venue.
  • As of April 11, 2025, no Yale school, department, or unit may require diversity statements as part of faculty hiring applications.
  • Discuss the importance of heterogeneity at the beginning of—and throughout—the search process. Attend a workshop on running an expansive search.

Evaluating applications

Initial review of applications

Develop a plan for the initial review of all applications. Examples of successful practices include:

  • As a committee, define your priorities for evaluating candidates before you begin the review
  • Have all committee members read a subset of application materials from all candidates;
  • Create an evaluation plan or rubric to define the priorities for evaluation;
  • Have each reviewer identify a “top ten” group and require all committee members to read (some portion of) the applications of anyone placed on a top-ten list;
  • Talk to colleagues who have served on other search committees that have succeeded at running expansive searches and consider adopting elements of their techniques.

Equal Opportunity practices: measuring excellence

How do you measure excellence?

What you consider excellent, and how you measure it, should be discussed early in the committee’s meetings. Are the measures of excellence different in various disciplines within the search’s broader field? It helps to have agreement on elements of excellence, especially when differing evaluations emerge - regarding individual candidates or various sub-fields.

Some appropriate and inappropriate measures of excellence

Indicators of excellence

  • Expertise
  • Innovation, originality, independence
  • Impact of research
  • Publications: quantity, quality
  • Publications with multiple authors: candidate’s role
  • Publication venues: prestige and impact
  • H-index
  • Grant funding
  • Pace of productivity
  • Quality of teaching and presenting: vibrant engagement, responsiveness to questions, professionalism
  • Ability to make a positive contribution to the climate in the School

Not measures of excellence

  • “Fit” with the department or school - this euphemism can function to exclude those whose experiences or areas of study differ from those doing the hiring
  • “Pedigree” - apparent social status and the degree-granting institution do not predict excellence
  • Charisma
  • Self-promotion
Inadvertent Partiality

Inadvertent Partiality

 Inadvertent partiality may hinder you from recognizing promise in candidates.

Examples

Overemphasis on grant funding as a measure of excellence

Candidates may sometimes be seen as not excellent when they study emerging, niche, or controversial topics.  Why does the area of study or the candidate seem peripheral, and to whom? Emerging and controversial areas often move incrementally into the center of scholarly discussion. Discuss whether such work is moving the field forward in ways likely to be recognized for its significance in the near-enough future. 

 Uncovering less visible productivity

Productivity can often go unrecognized for a variety of reasons that do not reflect the importance or contributive nature of the work. Relying on publication numbers alone will leave you with a deficient view of many candidates’ true productivity.  Make the effort to uncover hidden productivity in candidates’ work. Learn about common reasons why productivity goes unnoticed.

Limitations in letters of recommendation

Letters of recommendation reflect the personality and writing style of the author, not just the value of the candidate. They may also reflect the authors’ preconceived notions about certain factors, despite overall endorsements of candidates.  Take these considerations into account when evaluating a letter.

  • Letters for men are commonly longer than letters for women
  • “Female applicants are only half as likely to receive excellent letters versus good letters compared to male applicants”
  • Letters written by women and men express these biases
  • Men are described in terms of agency and actions (pioneer, trailblazer), women are described in terms of social interaction (kind, collegial, helpful)
  • Letters for men emphasize the research; letters for women emphasize teaching and mentoring

Citations: 10.1038/ngeo2819, https://doi.apa.org/doi/10.1037/a0016539

Preference for the status quo

Seeking out candidates that replicate previous faculty, or that fit a certain mold for the current or planned culture may result in limited opportunities for those with different experiences.  It will also hinder the creation of a heterogeneity of thought and innovation.  Be mindful to avoid having preconceived expectations of candidates based on their experiences; be open to alterity.

Double standards

High potential vs. not ready

Avoid emphasizing potential as a measure for candidates of one background, while emphasizing past accomplishments as a measure for candidates from other backgrounds.  Ensure you apply the same criteria to all candidates, regardless of background, to avoid giving any group an advantage over another. 

Horns vs. halos

Horns: one weakness is generalized into an overall negative rating
Halos: one strength is generalized into an overall positive rating

Perceptions as obstacles
Proactive outreach is important to overcome misconceptions candidates may have about Yale. 

  • “No one gets tenure at Yale”
  • “Yale is not welcoming”
  • “Yale is old-school. [Institution] is where the new work happens.”
Selecting candidates

Selecting the long list

The long list typically includes 8 - 10 candidates. All committee members should read the full file of anyone who might be placed on the long list. Approval of the long-listed nominees may be required by the Dean’s Office.

Ensure your longlist is developed in the interest of heterogeneous excellence.  There is a status quo effect that is influenced by the level of representation of any homogenous group that will impact the likelihood of a candidate being hired beyond what would be expected based on probability. You can read more about this effect in this article by the Harvard Business Review.

How will you review the long-listed candidates? Will you hold short audio/visual (Zoom, Teams, etc.) interviews with each? Will you meet them at a professional association meeting?

Selecting the short list

The short list should include at least three candidates, and ideally at least four. All short-listed candidates should receive full interviews on campus. The shortlist must be approved by the Dean’s Office and the Provost’s Office prior to issuing invitations.

Interviewing candidates

The interview

Treat candidates with professionalism: you’re recruiting them.

Treat them like future colleagues who will be stars in the field: if you’re interviewing them, you’ve already decided they’re among the best.

Common interview behaviors that hurt recruitment:

Asking inappropriate or potentially discriminatory questions.

Interrupting the candidate or your colleagues.

Putting the candidate on trial with hostile questions.

Making inappropriate comments, including personal asides.

Over-using interest-specific metaphors.

Lack of decorum by interviewers: avoid your cell phone, avoid insider conversations with colleagues that render the candidate invisible.

Questions not to ask during an interview

Discrimination in hiring is illegal on the bases of these categories, so don’t ask about them:

  • Race, color
  • Religion
  • Sex
  • National origin
  • Age
  • Disability
  • Veteran status
  • Genetic information (including family medical history)

Candidates know this, so will be offended if asked.

Students who participate in interviews usually don’t know this: tell them.